Sanlam Personal Finance provides clients in the entry, middle, affluent and self-employed markets in South Africa with a comprehensive range of financial service solutions to facilitate their long term wealth creation, protection and niche financing needs
The person will be responsible for assisting with:
- Implementation and maintenance of the compliance process
- Compliance risk assessment and development of compliance risk management plans
- Regulatory compliance monitoring
- Compilation of internal and external compliance reports
- Implementation of remedial action
- Review regulatory training material to ensure that training requirements are met
- Communication of compliance issues with employees
- Liaising with regulators on administrative issues
BComm, Law degree or similar recognized compliance qualification
- Awareness of financial services legislation
- Ability to work independently
- Teamwork
- Relationship building
- Excellent communication skills, both written and verbal
- Initiative and innovation
- Good negotiation skills
- Achievement/ Result-oriented
- Analytical thinking and problem-solving skills
- Leadership and self-confidence
- Client service orientation
- Presentation skills
- Computer literate
- Attention to detail