Trainee Compliance Officer | Sanlam

Sanlam Personal Finance provides clients in the entry, middle, affluent and self-employed markets in South Africa with a comprehensive range of financial service solutions to facilitate their long term wealth creation, protection and niche financing needs

Key Responsibilities

The person will be responsible for assisting with:

• Implementation and maintenance of the compliance process

 

• Compliance risk assessment and development of compliance risk management plans

 

• Regulatory compliance monitoring

 

• Compilation of internal and external compliance reports

 

• Implementation of remedial action
  • Review regulatory training material to ensure that training requirements are met
  • Communication of compliance issues with employees
  • Liaising with regulators on administrative issues

Minimum Requirements

BComm, Law degree or similar recognized compliance qualification

 

Competencies

 

• Awareness of financial services legislation

 

• Ability to work independently

 

• Teamwork

 

• Relationship building

 

• Excellent communication skills, both written and verbal

 

• Initiative and innovation

 

• Good negotiation skills

 

• Achievement/ Result-oriented

 

• Analytical thinking and problem-solving skills

 

• Leadership and self-confidence

 

• Client service orientation

 

• Presentation skills

 

• Computer literate

 

• Attention to detail

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