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Bursaries, Internships, Scholarships, and moreTue, 23 Apr 2013 09:05:24 +0000en-US
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323224248233Trainee Compliance Officer | Sanlam
https://bursary.seniorjournalism.com/2013/04/23/trainee-compliance-officer-sanlam/
https://bursary.seniorjournalism.com/2013/04/23/trainee-compliance-officer-sanlam/#respondTue, 23 Apr 2013 09:05:24 +0000http://bursary.seniorjournalism.com/?p=1708Sanlam Personal Finance provides clients in the entry, middle, affluent and self-employed markets in South Africa with a comprehensive range of financial service solutions to facilitate their long term wealth…
]]> Sanlam Personal Finance provides clients in the entry, middle, affluent and self-employed markets in South Africa with a comprehensive range of financial service solutions to facilitate their long term wealth creation, protection and niche financing needs
The person will be responsible for assisting with:
Implementation and maintenance of the compliance process
Compliance risk assessment and development of compliance risk management plans
Regulatory compliance monitoring
Compilation of internal and external compliance reports
Implementation of remedial action
Review regulatory training material to ensure that training requirements are met
Communication of compliance issues with employees
Liaising with regulators on administrative issues
BComm, Law degree or similar recognized compliance qualification
Awareness of financial services legislation
Ability to work independently
Teamwork
Relationship building
Excellent communication skills, both written and verbal