Key Responsibilities

The person will be responsible for assisting with:

• Implementation and maintenance of the compliance process

• Compliance risk assessment and development of compliance risk management plans

• Regulatory compliance monitoring

• Compilation of internal and external compliance reports

• Implementation of remedial action
  • Review regulatory training material to ensure that training requirements are met
  • Communication of compliance issues with employees
  • Liaising with regulators on administrative issues

Minimum Requirements

BComm, Law degree or similar recognized compliance qualification

Competencies

• Awareness of financial services legislation

• Ability to work independently

• Teamwork

• Relationship building

• Excellent communication skills, both written and verbal

• Initiative and innovation

• Good negotiation skills

• Achievement/ Result-oriented

• Analytical thinking and problem-solving skills

• Leadership and self-confidence

• Client service orientation

• Presentation skills

• Computer literate

• Attention to detail

TO APPLY CLICK HERE

The post Trainee Compliance Officer | Sanlam appeared first on The Bursary Bin.